Investment Advisor Stocks List
Related Industries: Asset Management Other REIT - Diversified REIT - Healthcare Facilities REIT - Retail
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
MIDD | A | iShares FTSE 250 UCITS ETF | 0.73 | |
XMCX | A | db x-trackers FTSE 250 UCITS ETF | 0.73 | |
HMCX | B | HSBC FTSE 250 UCITS ETF | 0.73 | |
VMID | F | Vanguard FTSE 250 UCITS ETF (GBP) | 0.72 | |
VMIG | A | Vanguard Funds PlcVanguard FTSE 250 UCITS ETF GBP Acc | 0.72 |
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- Investment Advisor
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice.
In the United States, a financial adviser carries a Series 7 and Series 65 or Series 66 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view. FINRA specifies the following groups who may use the term financial advisor: brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners.
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