FKU vs. PSRU ETF Comparison

Comparison of First Trust United Kingdom AlphaDEX® UCITS ETF (FKU) to PowerShares FTSE RAFI UK 100 UCITS ETF (PSRU)

FKU

First Trust United Kingdom AlphaDEX® UCITS ETF

FKU Description

The fund aims to provide investors with a total return, taking into account capital and income returns, which reflects the return of an equity index called the NASDAQ AlphaDEX® United Kingdom Index.

Grade (RS Rating)

Last Trade

£2,924.25

Average Daily Volume

511

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PSRU

PowerShares FTSE RAFI UK 100 UCITS ETF

PSRU Description

The investment seeks to track the price and performance yield, before fees and expenses, of the FTSE RAFI UK 100 index. The fund will achieve this by holding the shares from the index and their respective weightings, subject to the investment restrictions. It will invest in swaps and swaptions, options, FDIs, and in order to gain exposure to the components of the index or for cash management purposes, hold ancillary liquid assets such as cash, commercial paper and money market obligations such as short and medium-term treasury bills and treasury notes certificates of deposit, bankers’ acceptances, and variable and floating rate instruments which are either of investment grade or are issued or guaranteed by a national government or its agencies.

Grade (RS Rating)

Last Trade

£1,222.80

Average Daily Volume

3,006

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FKU	PSRU
30 Days	0.25%	3.34%
60 Days	4.38%	7.51%
90 Days	5.66%	8.99%
12 Months	10.28%	3.57%

54 Overlapping Holdings

Symbol	Grade	Weight in FKU	Weight in PSRU	Overlap
AAL	B	1.39%	2.46%	1.39%
ABF	A	2.5%	0.38%	0.38%
AHT	A	0.45%	0.53%	0.45%
ANTO	B	1.67%	0.25%	0.25%
BA	A	1.57%	1.13%	1.13%
BARC	A	2.17%	3.54%	2.17%
BATS	D	2.23%	4.65%	2.23%
BDEV	F	1.41%	0.36%	0.36%
BKG	C	1.3%	0.19%	0.19%
BLND	B	0.85%	0.19%	0.19%
BNZL	C	0.42%	0.32%	0.32%
BP	B	2.43%	7.53%	2.43%
BRBY	F	1.07%	0.18%	0.18%
BT.A	F	1.88%	0.95%	0.95%
BWY	D	1.71%	0.19%	0.19%
CCH	A	0.48%	0.17%	0.17%
CNA	C	2.06%	0.49%	0.49%
DCC	D	2.07%	0.42%	0.42%
EZJ	C	2.32%	0.14%	0.14%
GLEN	A	1.72%	6.48%	1.72%
GSK	C	0.99%	2.35%	0.99%
HSBA	A	1.37%	7.12%	1.37%
IAG	A	0.99%	0.43%	0.43%
ICP	A	1.55%	0.14%	0.14%
IHG	C	1.96%	0.16%	0.16%
III	A	2.56%	0.72%	0.72%
IMB	B	1.3%	1.22%	1.22%
JMAT	B	0.91%	0.4%	0.4%
KGF	A	1.78%	0.58%	0.58%
LAND	B	0.4%	0.23%	0.23%
LLOY	A	1.4%	2.86%	1.4%
LSEG	D	0.42%	0.78%	0.42%
MKS	B	2.09%	0.37%	0.37%
MNDI	B	1.69%	0.5%	0.5%
MNG	F	1.57%	0.58%	0.58%
NG	C	2.17%	2.08%	2.08%
NXT	A	1.47%	0.25%	0.25%
PSN	C	1.25%	0.44%	0.44%
PSON	A	0.91%	0.28%	0.28%
REL	D	0.94%	0.75%	0.75%
RIO	B	0.79%	3.63%	0.79%
RR	A	3.02%	0.38%	0.38%
SBRY	C	1.54%	0.68%	0.68%
SGE	C	1.29%	0.16%	0.16%
SGRO	D	0.43%	0.31%	0.31%
SHEL	A	2.44%	11.05%	2.44%
SKG	C	1.45%	0.47%	0.47%
SMDS	C	1.98%	0.33%	0.33%
SMIN	F	0.4%	0.19%	0.19%
STAN	B	0.89%	1.4%	0.89%
TSCO	A	1.31%	1.91%	1.31%
TW	D	1.58%	0.32%	0.32%
VOD	D	2.2%	3.43%	2.2%
WTB	F	0.74%	0.16%	0.16%

FKU Overweight 19 Positions Relative to PSRU

Symbol	Grade	Weight
FRAS	D	1.91%
CCL	D	1.77%
WISE	D	1.6%
CCC	F	1.6%
HWDN	A	1.41%
JD	C	1.29%
DPLM	B	0.86%
AUTO	C	0.84%
FRES	B	0.84%
INVP	C	0.83%
BEZ	A	0.56%
HSX	A	0.5%
HL	D	0.44%
IMI	D	0.44%
OCDO	F	0.43%
HLMA	C	0.42%
BBOX	F	0.39%
RS1	D	0.38%
SXS	D	0.37%

FKU Underweight 44 Positions Relative to PSRU

Symbol	Grade	Weight
ULVR	F	-3.17%
AZN	B	-2.7%
LGEN	A	-1.3%
DGE	D	-1.28%
AV	C	-1.23%
PRU	D	-1.0%
SSE	C	-0.88%
CPG	C	-0.85%
RKT	D	-0.72%
HLN	B	-0.69%
WPP	B	-0.57%
EXPN	D	-0.37%
DLG	D	-0.31%
SN	D	-0.28%
IDS	A	-0.28%
FLTR	D	-0.28%
PHNX	F	-0.27%
UU	C	-0.27%
TUI	C	-0.27%
INF	C	-0.26%
ABDN	F	-0.26%
ADM	A	-0.26%
CYBG	A	-0.23%
BME	D	-0.23%
ITV	B	-0.22%
RTO	F	-0.22%
ITRK	A	-0.21%
INCH	B	-0.21%
ENT	F	-0.2%
SVT	D	-0.19%
DRX	B	-0.19%
BBY	B	-0.19%
WG	C	-0.18%
STJ	F	-0.17%
CRDA	D	-0.17%
VTY	B	-0.17%
PSH	C	-0.17%
TPK	F	-0.17%
DWL	F	-0.17%
HBR	B	-0.15%
IGG	B	-0.15%
SDR	F	-0.15%
HAS	F	-0.15%
RCP	B	-0.14%